11,365 XNYS Volume
XNYS 21 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Robert A. Demichiei | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2024 | 12,728 | 65,457 (0%) | 0% | 0 | Common Stock | |
| Michael G. McAuley | Senior V.P., CFO & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2024 | 23,970 | 155,387 (1%) | 0% | 0 | Common Stock | |
| Michael G. McAuley | Senior V.P., CFO & Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.61 per share. | 15 May 2024 | 2,051 | 131,417 (1%) | 0% | 1.6 | 3,302 | Common Stock |
| J. Brett McBrayer | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2024 | 71,400 | 383,168 (3%) | 0% | 0 | Common Stock | |
| J. Brett McBrayer | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.61 per share. | 15 May 2024 | 10,474 | 311,768 (2%) | 0% | 1.6 | 16,863 | Common Stock |
| Samuel Lyon | President of Union Electric | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.61 per share. | 15 May 2024 | 2,760 | 121,693 (0%) | 0% | 1.6 | 4,444 | Common Stock |
| Samuel Lyon | President of Union Electric | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2024 | 22,080 | 143,773 (1%) | 0% | 0 | Common Stock | |
| David George Anderson | President, Air & Liquid Systms | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.61 per share. | 15 May 2024 | 940 | 35,741 (0%) | 0% | 1.6 | 1,513 | Common Stock |
| David George Anderson | President, Air & Liquid Systms | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2024 | 15,750 | 51,491 (0%) | 0% | 0 | Common Stock | |
| James J. Abel | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2024 | 12,728 | 137,818 (1%) | 0% | 0 | Common Stock | |
| Michael I. German | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2024 | 12,728 | 168,942 (1%) | 0% | 0 | Common Stock | |
| William K. Lieberman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2024 | 12,728 | 38,184 (0%) | 0% | 0 | Common Stock | |
| Laurence E. Paul | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2024 | 12,728 | 71,640 (0%) | 0% | 0 | Common Stock | |
| Stephen E. Paul | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2024 | 12,728 | 112,764 (0%) | 0% | 0 | Common Stock | |
| Frederick DiSanto | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2024 | 12,728 | 72,633 (0%) | 0% | 0 | common Stock, par value $0.01 per share | |
| Darrell L. McNair | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2024 | 12,728 | 38,184 (0%) | 0% | 0 | Common Stock | |
| Elizabeth Anne Fessenden | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2024 | 12,728 | 102,822 (0%) | 0% | 0 | Common Stock | |
| David George Anderson | President, Air & Liquid Systms | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.87 per share. | 13 May 2024 | 316 | 36,681 (0%) | 0% | 1.9 | 591 | Common Stock |
| Michael G. McAuley | Senior V.P., CFO & Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.87 per share. | 13 May 2024 | 1,770 | 133,468 (1%) | 0% | 1.9 | 3,310 | Common Stock |
| J. Brett McBrayer | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.87 per share. | 13 May 2024 | 8,712 | 322,242 (2%) | 0% | 1.9 | 16,291 | Common Stock |
| Samuel Lyon | President of Union Electric | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.87 per share. | 13 May 2024 | 2,405 | 124,453 (0%) | 0% | 1.9 | 4,497 | Common Stock |
| David George Anderson | President, Air & Liquid Systms | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.04 per share. | 06 May 2024 | 887 | 36,997 (0%) | 0% | 2.0 | 1,809 | Common Stock |
| Samuel Lyon | President of Union Electric | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.04 per share. | 06 May 2024 | 2,930 | 126,858 (1%) | 0% | 2.0 | 5,977 | Common Stock |
| J. Brett McBrayer | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.04 per share. | 06 May 2024 | 9,819 | 330,954 (2%) | 0% | 2.0 | 20,031 | Common Stock |
| Michael G. McAuley | Senior V.P., CFO & Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.04 per share. | 06 May 2024 | 2,180 | 135,238 (1%) | 0% | 2.0 | 4,447 | Common Stock |
| Darrell L. McNair | Director | Purchase of securities on an exchange or from another person at price $ 3.12 per share. | 13 Sep 2023 | 3,000 | 6,640 (0%) | 0% | 3.1 | 9,360 | Common Stock |
| Frederick DiSanto | Director | Purchase of securities on an exchange or from another person at price $ 2.85 per share. | 28 Jun 2023 | 918 | 52,506 (0%) | 0% | 2.8 | 2,616 | common Stock, par value $0.01 per share |
| Frederick DiSanto | Director | Purchase of securities on an exchange or from another person at price $ 2.99 per share. | 28 Jun 2023 | 7,399 | 59,905 (0%) | 0% | 3.0 | 22,123 | common Stock, par value $0.01 per share |
| Frederick DiSanto | Director | Purchase of securities on an exchange or from another person at price $ 2.94 per share. | 22 Jun 2023 | 2,000 | 38,860 (0%) | 0% | 2.9 | 5,880 | common Stock, par value $0.01 per share |
| Frederick DiSanto | Director | Purchase of securities on an exchange or from another person at price $ 2.94 per share. | 22 Jun 2023 | 5,000 | 36,860 (0%) | 0% | 2.9 | 14,700 | common Stock, par value $0.01 per share |
| Elizabeth Anne Fessenden | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2023 | 12,728 | 90,094 (0%) | 0% | 0 | Common Stock | |
| James J. Abel | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2023 | 12,728 | 125,090 (0%) | 0% | 0 | Common Stock | |
| Michael I. German | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2023 | 21,819 | 156,214 (1%) | 0% | 0 | Common Stock | |
| William K. Lieberman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2023 | 12,728 | 25,456 (0%) | 0% | 0 | Common Stock | |
| Carl H. Pforzheimer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2023 | 12,728 | 141,383 (1%) | 0% | 0 | Common Stock | |
| Laurence E. Paul | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2023 | 12,728 | 58,912 (0%) | 0% | 0 | Common Stock | |
| Stephen E. Paul | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2023 | 12,728 | 100,036 (0%) | 0% | 0 | Common Stock | |
| Frederick DiSanto | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2023 | 12,728 | 25,456 (0%) | 0% | 0 | Common Stock | |
| Frederick DiSanto | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2023 | 12,728 | 34,547 (0%) | 0% | 0 | common Stock, par value $0.01 per share | |
| Frederick DiSanto | Director | Purchase of securities on an exchange or from another person at price $ 2.76 per share. | 18 May 2023 | 5,236 | 39,783 (0%) | 0% | 2.8 | 14,451 | common Stock, par value $0.01 per share |
| Frederick DiSanto | Director | Purchase of securities on an exchange or from another person at price $ 3.07 per share. | 18 May 2023 | 4,805 | 44,588 (0%) | 0% | 3.1 | 14,751 | common Stock, par value $0.01 per share |
| Darrell L. McNair | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2023 | 12,728 | 25,456 (0%) | 0% | 0 | Common Stock | |
| Robert A. Demichiei | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 May 2023 | 12,728 | 52,729 (0%) | 0% | 0 | Common Stock | |
| Michael G. McAuley | V.P., CFO & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 21,600 | 137,418 (1%) | 0% | 0 | Common Stock | |
| J. Brett McBrayer | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 100,000 | 100,000 | - | - | Performance Rights | |
| Michael G. McAuley | V.P., CFO & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 50,000 | 50,000 | - | - | Performance Rights | |
| J. Brett McBrayer | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 64,800 | 340,773 (2%) | 0% | 0 | Common Stock | |
| Samuel Lyon | President of Union Electric | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 50,000 | 50,000 | - | - | Performance Rights | |
| Samuel Lyon | President of Union Electric | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 21,120 | 129,788 (1%) | 0% | 0 | Common Stock | |
| David George Anderson | President,Air&Liq. Proc. Group | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 9,900 | 37,884 (0%) | 0% | 0 | Common Stock | |
| David George Anderson | President,Air&Liq. Proc. Group | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 50,000 | 50,000 | - | - | Performance Rights | |
| J. Brett McBrayer | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.72 per share. | 13 May 2023 | 8,713 | 275,973 (2%) | 0% | 2.7 | 23,699 | Common Stock |
| David George Anderson | President,Air&Liq. Proc. Group | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.72 per share. | 13 May 2023 | 374 | 27,984 (0%) | 0% | 2.7 | 1,017 | Common Stock |
| Samuel Lyon | President of Union Electric | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.72 per share. | 13 May 2023 | 2,388 | 108,668 (0%) | 0% | 2.7 | 6,495 | Common Stock |
| Michael G. McAuley | V.P., CFO & Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.72 per share. | 13 May 2023 | 1,770 | 115,818 (0%) | 0% | 2.7 | 4,814 | Common Stock |
| Samuel Lyon | President of Union Electric | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.98 per share. | 05 May 2023 | 2,616 | 120,541 (0%) | 0% | 3.0 | 7,796 | Common Stock |
| Michael G. McAuley | V.P., CFO & Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.98 per share. | 05 May 2023 | 5,666 | 117,588 (0%) | 0% | 3.0 | 16,885 | Common Stock |
| Michael G. McAuley | V.P., CFO & Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.98 per share. | 05 May 2023 | 1,277 | 123,254 (0%) | 0% | 3.0 | 3,805 | Common Stock |
| Michael G. McAuley | V.P., CFO & Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.98 per share. | 05 May 2023 | 1,939 | 124,531 (0%) | 0% | 3.0 | 5,778 | Common Stock |
| J. Brett McBrayer | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.98 per share. | 05 May 2023 | 5,488 | 309,047 (2%) | 0% | 3.0 | 16,354 | Common Stock |
| J. Brett McBrayer | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.98 per share. | 05 May 2023 | 9,820 | 314,535 (2%) | 0% | 3.0 | 29,264 | Common Stock |
| J. Brett McBrayer | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.98 per share. | 05 May 2023 | 24,361 | 284,686 (2%) | 0% | 3.0 | 72,596 | Common Stock |
| Samuel Lyon | President of Union Electric | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.98 per share. | 05 May 2023 | 1,744 | 118,797 (0%) | 0% | 3.0 | 5,197 | Common Stock |
| Samuel Lyon | President of Union Electric | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.98 per share. | 05 May 2023 | 7,741 | 111,056 (0%) | 0% | 3.0 | 23,068 | Common Stock |
| Darrell L. McNair | Director | Purchase of securities on an exchange or from another person at price $ 2.74 per share. | 05 Apr 2023 | 3,640 | 3,640 (0%) | 0% | 2.7 | 9,980 | Common Stock |
| David George Anderson | President,Air&Liq. Proc. Group | Purchase of securities on an exchange or from another person at price $ 2.45 per share. | 29 Mar 2023 | 4,100 | 29,420 (0%) | 0% | 2.5 | 10,045 | Common Stock |
| Michael G. McAuley | V.P., CFO & Treasurer | Purchase of securities on an exchange or from another person at price $ 2.29 per share. | 23 Mar 2023 | 6,566 | 126,451 (1%) | 0% | 2.3 | 15,068 | Common Stock |
| Robert A. Demichiei | Director | Purchase of securities on an exchange or from another person at price $ 2.29 per share. | 23 Mar 2023 | 18,182 | 40,001 (0%) | 0% | 2.3 | 41,666 | Common Stock |
| J. Brett McBrayer | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Mar 2023 | 50,236 | 324,355 (2%) | 0% | 0 | Common Stock | |
| Samuel Lyon | President of Union Electric | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Mar 2023 | 19,886 | 123,157 (0%) | 0% | 0 | Common Stock | |
| Michael G. McAuley | V.P., CFO & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Mar 2023 | 19,886 | 119,885 (0%) | 0% | 0 | Common Stock | |
| Carl H. Pforzheimer | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.00 per share. | 22 Jul 2022 | 22,320 | 128,655 (1%) | 0% | 4 | 89,280 | Common Stock |
| Carl H. Pforzheimer | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Jul 2022 | 50,000 | 0 | - | - | Series A Warrant (right to buy) | |
| J. Brett McBrayer | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.00 per share. | 22 Jul 2022 | 14,286 | 274,118 (2%) | 0% | 4 | 57,144 | Common Stock |
| J. Brett McBrayer | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Jul 2022 | 32,003 | 0 | - | - | Series A Warrant (right to buy) | |
| Michael G. McAuley | V.P., CFO & Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.59 per share. | 13 May 2022 | 1,769 | 99,999 (0%) | 0% | 4.6 | 8,120 | Common Stock |
| J. Brett McBrayer | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.59 per share. | 13 May 2022 | 4,566 | 259,833 (2%) | 0% | 4.6 | 20,958 | Common Stock |
| Samuel Lyon | President of Union Electric | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.59 per share. | 13 May 2022 | 1,712 | 103,271 (0%) | 0% | 4.6 | 7,858 | Common Stock |
| David George Anderson | President,Air&Liq. Proc. Group | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.59 per share. | 13 May 2022 | 373 | 25,320 (0%) | 0% | 4.6 | 1,712 | Common Stock |
| Michael G. McAuley | V.P., CFO & Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.55 per share. | 09 May 2022 | 4,997 | 101,768 (0%) | 0% | 5.5 | 27,733 | Common Stock |
| Michael G. McAuley | V.P., CFO & Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.55 per share. | 09 May 2022 | 925 | 89,222 (0%) | 0% | 5.6 | 5,134 | Common Stock |
| Michael G. McAuley | V.P., CFO & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 17,543 | 106,765 (0%) | 0% | 0 | Common Stock | |
| J. Brett McBrayer | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.55 per share. | 09 May 2022 | 14,011 | 264,399 (2%) | 0% | 5.5 | 77,761 | Common Stock |
| J. Brett McBrayer | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 55,136 | 278,410 (2%) | 0% | 0 | Common Stock | |
| J. Brett McBrayer | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.55 per share. | 09 May 2022 | 2,636 | 223,274 (1%) | 0% | 5.6 | 14,630 | Common Stock |
| Samuel Lyon | President of Union Electric | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 20,885 | 110,813 (0%) | 0% | 0 | Common Stock | |
| Samuel Lyon | President of Union Electric | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.55 per share. | 09 May 2022 | 1,097 | 89,928 (0%) | 0% | 5.5 | 6,088 | Common Stock |
| Samuel Lyon | President of Union Electric | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.55 per share. | 09 May 2022 | 5,830 | 104,983 (0%) | 0% | 5.6 | 32,357 | Common Stock |
| David George Anderson | President,Air&Liq. Proc. Group | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.55 per share. | 09 May 2022 | 307 | 25,693 (0%) | 0% | 5.6 | 1,704 | Common Stock |
| Elizabeth Anne Fessenden | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2022 | 12,728 | 77,366 (0%) | 0% | 0 | Common Stock | |
| James J. Abel | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2022 | 21,819 | 112,362 (0%) | 0% | 0 | Common Stock | |
| Michael I. German | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2022 | 21,819 | 134,395 (1%) | 0% | 0 | Common Stock | |
| William K. Lieberman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2022 | 12,728 | 12,728 (0%) | 0% | 0 | Common Stock | |
| Carl H. Pforzheimer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2022 | 21,819 | 106,335 (0%) | 0% | 0 | Common Stock | |
| Laurence E. Paul | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2022 | 12,728 | 46,184 (0%) | 0% | 0 | Common Stock | |
| Stephen E. Paul | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2022 | 12,728 | 87,308 (0%) | 0% | 0 | Common Stock | |
| Frederick DiSanto | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2022 | 21,819 | 21,819 (0%) | 0% | 0 | Common Stock | |
| Michael G. McAuley | V.P., CFO & Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.50 per share. | 05 May 2022 | 1,236 | 90,147 (0%) | 0% | 5.5 | 6,798 | Common Stock |
| Michael G. McAuley | V.P., CFO & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2022 | 20,412 | 91,383 (0%) | 0% | 0 | Common Stock | |
| J. Brett McBrayer | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.50 per share. | 05 May 2022 | 2,876 | 225,910 (1%) | 0% | 5.5 | 15,818 | Common Stock |
| J. Brett McBrayer | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2022 | 60,750 | 228,786 (1%) | 0% | 0 | Common Stock | |
| Samuel Lyon | President of Union Electric | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.50 per share. | 05 May 2022 | 1,222 | 91,025 (0%) | 0% | 5.5 | 6,721 | Common Stock |
| Samuel Lyon | President of Union Electric | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2022 | 20,160 | 92,247 (0%) | 0% | 0 | Common Stock | |
| David George Anderson | President,Air&Liq. Proc. Group | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.50 per share. | 05 May 2022 | 307 | 26,000 (0%) | 0% | 5.5 | 1,689 | Common Stock |
| David George Anderson | President,Air&Liq. Proc. Group | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2022 | 7,876 | 26,307 (0%) | 0% | 0 | Common Stock | |
| Darrell L. McNair | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2022 | 12,728 | 12,728 (0%) | 0% | 0 | Common Stock | |
| Robert A. Demichiei | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2022 | 21,819 | 21,819 (0%) | 0% | 0 | Common Stock | |
| Samuel Lyon | President of Union Electric | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.87 per share. | 04 Feb 2022 | 2,161 | 72,087 (0%) | 0% | 5.9 | 12,685 | Common Stock |
| Rose Hoover | President & Chief Admin. Off. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.00 per share. | 31 Dec 2021 | 34,623 | 119,161 (0%) | 0% | 5 | 173,115 | Common Stock |
| Terrence W. Kenny | President,Air&Liq. Proc. Group | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Dec 2021 | 13,400 | 75,897 (0%) | 0% | 0 | Common Stock | |
| Terrence W. Kenny | President,Air&Liq. Proc. Group | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.00 per share. | 31 Dec 2021 | 3,911 | 71,986 (0%) | 0% | 5 | 19,555 | Common Stock |
| Terrence W. Kenny | President,Air&Liq. Proc. Group | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.00 per share. | 31 Dec 2021 | 2,906 | 62,497 (0%) | 0% | 5 | 14,530 | Common Stock |
| William K. Lieberman | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2021 | 57,676 | 25,000 (0%) | 0% | 0 | Common Stock | |
| William K. Lieberman | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2021 | 48,728 | 0 | - | - | Series A Warrants (right to buy) | |
| Rose Hoover | President & Chief Admin. Off. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.00 per share. | 31 Dec 2021 | 12,530 | 65,532 (0%) | 0% | 5 | 62,650 | Common Stock |
| Samuel Lyon | President of Union Electric | Purchase of securities on an exchange or from another person at price $ 4.47 per share. | 16 Aug 2021 | 6,500 | 73,098 (0%) | 0% | 4.5 | 29,073 | Common Stock |
| J. Brett McBrayer | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.12 per share. | 02 Jul 2021 | 1,433 | 168,036 (1%) | 0% | 6.1 | 8,770 | Common Stock |
| Elizabeth Anne Fessenden | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.57 per share. | 29 Jun 2021 | 15,721 | 64,638 (0%) | 0% | 2.6 | 40,353 | Common Stock |
| Elizabeth Anne Fessenden | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Jun 2021 | 35,218 | 0 | - | - | Series A Warrant (right to buy) | |
| Elizabeth Anne Fessenden | Director | Sale of securities on an exchange or to another person at price $ 6.94 per share. | 28 May 2021 | 5,211 | 52,707 (0%) | 0% | 6.9 | 36,153 | Common Stock |
| Elizabeth Anne Fessenden | Director | Sale of securities on an exchange or to another person at price $ 7.10 per share. | 28 May 2021 | 3,790 | 48,917 (0%) | 0% | 7.1 | 26,927 | Common Stock |
| Elizabeth Anne Fessenden | Director | Sale of securities on an exchange or to another person at price $ 6.80 per share. | 26 May 2021 | 3,717 | 57,918 (0%) | 0% | 6.8 | 25,290 | Common Stock |
| Elizabeth Anne Fessenden | Director | Sale of securities on an exchange or to another person at price $ 6.73 per share. | 26 May 2021 | 1,000 | 61,635 (0%) | 0% | 6.7 | 6,732 | Common Stock |
| J. Brett McBrayer | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.46 per share. | 14 May 2021 | 10,000 | 169,469 (1%) | 0% | 6.5 | 64,560 | Common Stock |
| Elizabeth Anne Fessenden | Director | Grant, award, or other acquisition of securities at price $ 5.74 per share. | 13 May 2021 | 12,196 | 62,635 (0%) | 0% | 5.7 | 70,005 | Common Stock |
| James J. Abel | Director | Grant, award, or other acquisition of securities at price $ 5.74 per share. | 13 May 2021 | 12,196 | 90,543 (0%) | 0% | 5.7 | 70,005 | Common Stock |
| Michael I. German | Director | Grant, award, or other acquisition of securities at price $ 5.74 per share. | 13 May 2021 | 12,196 | 112,576 (0%) | 0% | 5.7 | 70,005 | Common Stock |
| Rose Hoover | President & Chief Admin. Off. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 May 2021 | 19,318 | 78,062 (0%) | 0% | 0 | Common Stock | |
| William K. Lieberman | Director | Grant, award, or other acquisition of securities at price $ 5.74 per share. | 13 May 2021 | 12,196 | 73,134 (0%) | 0% | 5.7 | 70,005 | Common Stock |
| Terrence W. Kenny | President,Air&Liq. Proc. Group | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 May 2021 | 14,891 | 65,403 (0%) | 0% | 0 | Common Stock | |
| Terry L. Dunlap | Director | Grant, award, or other acquisition of securities at price $ 5.74 per share. | 13 May 2021 | 12,196 | 46,124 (0%) | 0% | 5.7 | 70,005 | Common Stock |
| Carl H. Pforzheimer | Director | Grant, award, or other acquisition of securities at price $ 5.74 per share. | 13 May 2021 | 12,196 | 84,516 (0%) | 0% | 5.7 | 70,005 | Common Stock |
| Stephen E. Paul | Director | Grant, award, or other acquisition of securities at price $ 5.74 per share. | 13 May 2021 | 12,196 | 74,580 (0%) | 0% | 5.7 | 70,005 | Common Stock |
| Michael G. McAuley | V.P., CFO & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 May 2021 | 18,628 | 70,971 (0%) | 0% | 0 | Common Stock | |
| J. Brett McBrayer | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 May 2021 | 53,899 | 159,469 (1%) | 0% | 0 | Common Stock | |
| Samuel Lyon | President of Union Electric | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 May 2021 | 18,398 | 68,845 (0%) | 0% | 0 | Common Stock | |
| Rose Hoover | President & Chief Admin. Off. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2021 | 13,496 | 62,588 (0%) | 0% | 0 | Common Stock | |
| Rose Hoover | President & Chief Admin. Off. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.26 per share. | 07 May 2021 | 3,844 | 58,744 (0%) | 0% | 7.3 | 27,907 | Common Stock |
| Rose Hoover | President & Chief Admin. Off. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.26 per share. | 07 May 2021 | 1,231 | 49,092 (0%) | 0% | 7.3 | 8,937 | Common Stock |
| Rose Hoover | President & Chief Admin. Off. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.26 per share. | 07 May 2021 | 889 | 50,323 (0%) | 0% | 7.3 | 6,454 | Common Stock |
| Rose Hoover | President & Chief Admin. Off. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.26 per share. | 07 May 2021 | 1,343 | 51,212 (0%) | 0% | 7.3 | 9,750 | Common Stock |
| Terrence W. Kenny | President,Air&Liq. Proc. Group | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.26 per share. | 07 May 2021 | 2,006 | 50,512 (0%) | 0% | 7.3 | 14,564 | Common Stock |
| Terrence W. Kenny | President,Air&Liq. Proc. Group | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.26 per share. | 07 May 2021 | 814 | 46,752 (0%) | 0% | 7.3 | 5,910 | Common Stock |
| Terrence W. Kenny | President,Air&Liq. Proc. Group | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.26 per share. | 07 May 2021 | 642 | 45,646 (0%) | 0% | 7.3 | 4,661 | Common Stock |
| Terrence W. Kenny | President,Air&Liq. Proc. Group | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.26 per share. | 07 May 2021 | 464 | 46,288 (0%) | 0% | 7.3 | 3,369 | Common Stock |
| Terrence W. Kenny | President,Air&Liq. Proc. Group | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2021 | 6,872 | 52,518 (0%) | 0% | 0 | Common Stock | |
| Michael G. McAuley | V.P., CFO & Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.26 per share. | 07 May 2021 | 679 | 45,913 (0%) | 0% | 7.3 | 4,930 | Common Stock |
| Michael G. McAuley | V.P., CFO & Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.26 per share. | 07 May 2021 | 1,276 | 46,592 (0%) | 0% | 7.3 | 9,264 | Common Stock |
| Michael G. McAuley | V.P., CFO & Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.26 per share. | 07 May 2021 | 2,936 | 52,343 (0%) | 0% | 7.3 | 21,315 | Common Stock |
| Michael G. McAuley | V.P., CFO & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2021 | 10,306 | 55,279 (0%) | 0% | 0 | Common Stock | |
| Michael G. McAuley | V.P., CFO & Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.26 per share. | 07 May 2021 | 940 | 44,973 (0%) | 0% | 7.3 | 6,824 | Common Stock |
| J. Brett McBrayer | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.26 per share. | 07 May 2021 | 3,223 | 99,729 (0%) | 0% | 7.3 | 23,399 | Common Stock |
| J. Brett McBrayer | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2021 | 14,258 | 111,033 (0%) | 0% | 0 | Common Stock | |
| J. Brett McBrayer | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.26 per share. | 07 May 2021 | 2,954 | 96,775 (0%) | 0% | 7.3 | 21,446 | Common Stock |
| J. Brett McBrayer | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.26 per share. | 07 May 2021 | 5,463 | 105,570 (0%) | 0% | 7.3 | 39,661 | Common Stock |
| Samuel Lyon | President of Union Electric | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.36 per share. | 04 Feb 2021 | 2,160 | 45,697 (0%) | 0% | 7.4 | 15,898 | Common Stock |
| Elizabeth Anne Fessenden | Director | 22 Sep 2020 | 35,218 | 35,218 | - | - | Series A Warrant (right to buy) | ||
| Elizabeth Anne Fessenden | Director | 22 Sep 2020 | 15,721 | 50,439 (0%) | 0% | 3.5 | 55,024 | Common Stock | |
| Elizabeth Anne Fessenden | Director | 22 Sep 2020 | 35,218 | 0 | - | - | Subscription Rights (right to buy) | ||
| James J. Abel | Director | 22 Sep 2020 | 38,266 | 38,266 | - | - | Series A Warrant (right to buy) | ||
| James J. Abel | Director | 22 Sep 2020 | 38,266 | 0 | - | - | Subscription Rights (right to buy) | ||
| James J. Abel | Director | 22 Sep 2020 | 17,081 | 78,347 (0%) | 0% | 3.5 | 59,784 | Common Stock | |
| Michael I. German | Director | 22 Sep 2020 | 112,266 | 0 | - | - | Subscription Rights (right to buy) | ||
| Michael I. German | Director | 22 Sep 2020 | 50,114 | 100,380 (0%) | 0% | 3.5 | 175,399 | Common Stock | |
| Michael I. German | Director | 22 Sep 2020 | 112,266 | 112,266 | - | - | Series A Warrant (right to buy) | ||
| Marliss D. Johnson | V.P. Fin & Chief Acctg Officer | 22 Sep 2020 | 2,232 | 17,064 (0%) | 0% | 3.5 | 7,812 | Common Stock | |
| Marliss D. Johnson | V.P. Fin & Chief Acctg Officer | 22 Sep 2020 | 5,000 | 5,000 | - | - | Series A Warrant (right to buy) | ||
| Marliss D. Johnson | V.P. Fin & Chief Acctg Officer | 22 Sep 2020 | 5,000 | 0 | - | - | Subscription Rights (right to buy) | ||
| Rose Hoover | President & Chief Admin. Off. | 22 Sep 2020 | 4,464 | 52,555 (0%) | 0% | 3.5 | 15,624 | Common Stock | |
| Rose Hoover | President & Chief Admin. Off. | 22 Sep 2020 | 10,000 | 10,000 | - | - | Series A Warrant (right to buy) | ||
| Rose Hoover | President & Chief Admin. Off. | 22 Sep 2020 | 10,000 | 0 | - | - | Subscription Rights (right to buy) | ||
| Terrence W. Kenny | President,Air&Liq. Proc. Group | 22 Sep 2020 | 14,318 | 0 | - | - | Subscription Rights (right to buy) | ||
| Terrence W. Kenny | President,Air&Liq. Proc. Group | 22 Sep 2020 | 14,318 | 14,318 | - | - | Series A Warrant (right to buy) | ||
| Terrence W. Kenny | President,Air&Liq. Proc. Group | 22 Sep 2020 | 6,391 | 47,566 (0%) | 0% | 3.5 | 22,369 | Common Stock | |
| Terry L. Dunlap | Director | 22 Sep 2020 | 20,000 | 20,000 | - | - | Series A Warrant (right to buy) | ||
| Terry L. Dunlap | Director | 22 Sep 2020 | 8,928 | 33,928 (0%) | 0% | 3.5 | 31,248 | Common Stock | |
| Terry L. Dunlap | Director | 22 Sep 2020 | 20,000 | 0 | - | - | Subscription Rights (right to buy) | ||
| Carl H. Pforzheimer | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.00 per share. | 22 Sep 2020 | 714 | 3,028 (0%) | 0% | 4 | 2,856 | Common Stock |
| Carl H. Pforzheimer | Director | 22 Sep 2020 | 1,600 | 0 | - | - | Subscription Rights (right to buy) | ||
| Carl H. Pforzheimer | Director | 22 Sep 2020 | 714 | 2,314 (0%) | 0% | 3.5 | 2,499 | Common Stock | |
| Carl H. Pforzheimer | Director | 22 Sep 2020 | 50,000 | 50,000 | - | - | Series A Warrant (right to buy) | ||
| Carl H. Pforzheimer | Director | 22 Sep 2020 | 50,000 | 0 | - | - | Subscription Rights (right to buy) | ||
| Carl H. Pforzheimer | Director | 22 Sep 2020 | 22,320 | 72,320 (0%) | 0% | 3.5 | 78,120 | Common Stock | |
| Carl H. Pforzheimer | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Sep 2020 | 1,600 | 0 | - | - | Series A Warrant (right to buy) | |
| Carl H. Pforzheimer | Director | 22 Sep 2020 | 1,600 | 1,600 | - | - | Series A Warrant (right to buy) | ||
| Stephen E. Paul | Director | 22 Sep 2020 | 43,131 | 43,131 | - | - | Series A Warrant (right to buy) | ||
| Stephen E. Paul | Director | 22 Sep 2020 | 43,131 | 0 | - | - | Subscription Rights (right to buy) | ||
| Stephen E. Paul | Director | 22 Sep 2020 | 19,253 | 62,384 (0%) | 0% | 3.5 | 67,386 | Common Stock | |
| Michael G. McAuley | V.P., CFO & Treasurer | 22 Sep 2020 | 7,860 | 47,868 (0%) | 0% | 3.5 | 27,510 | Common Stock | |
| Michael G. McAuley | V.P., CFO & Treasurer | 22 Sep 2020 | 17,608 | 17,608 | - | - | Series A Warrant (right to buy) | ||
| Michael G. McAuley | V.P., CFO & Treasurer | 22 Sep 2020 | 17,608 | 0 | - | - | Subscription Rights (right to buy) | ||
| Keith Zatawski | Chief Risk Officer | 22 Sep 2020 | 669 | 11,953 (0%) | 0% | 3.5 | 2,342 | Common Stock | |
| Keith Zatawski | Chief Risk Officer | 22 Sep 2020 | 1,500 | 1,500 | - | - | Series A Warrant (right to buy) | ||
| Keith Zatawski | Chief Risk Officer | 22 Sep 2020 | 1,500 | 0 | - | - | Subscription Rights (right to buy) | ||
| J. Brett McBrayer | Director, Chief Executive Officer | 22 Sep 2020 | 14,285 | 102,952 (0%) | 0% | 3.5 | 49,998 | Common Stock | |
| J. Brett McBrayer | Director, Chief Executive Officer | 22 Sep 2020 | 32,003 | 0 | - | - | Subscription Rights (right to buy) | ||
| J. Brett McBrayer | Director, Chief Executive Officer | 22 Sep 2020 | 32,003 | 32,003 | - | - | Series A Warrant (right to buy) | ||
| Samuel Lyon | President of Union Electric | 22 Sep 2020 | 4,183 | 47,857 (0%) | 0% | 3.5 | 14,641 | Common Stock | |
| Samuel Lyon | President of Union Electric | 22 Sep 2020 | 9,371 | 9,371 | - | - | Series A Warrant (right to buy) | ||
| Samuel Lyon | President of Union Electric | 22 Sep 2020 | 9,371 | 0 | - | - | Subscription Rights (right to buy) | ||
| James J. Abel | Director | Sale of securities on an exchange or to another person at price $ 3.13 per share. | 11 Aug 2020 | 3,000 | 61,266 (0%) | 0% | 3.1 | 9,396 | Common Stock |
| James J. Abel | Director | Purchase of securities on an exchange or from another person at price $ 3.16 per share. | 11 Aug 2020 | 3,000 | 64,266 (0%) | 0% | 3.2 | 9,471 | Common Stock |
| Terry L. Dunlap | Director | Purchase of securities on an exchange or from another person at price $ 3.16 per share. | 11 Aug 2020 | 5,000 | 25,000 (0%) | 0% | 3.2 | 15,823 | Common Stock |
| J. Brett McBrayer | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.09 per share. | 02 Jul 2020 | 2,648 | 88,667 (0%) | 0% | 3.1 | 8,182 | Common Stock |
| Carl H. Pforzheimer | Director | Purchase of securities on an exchange or from another person at price $ 2.83 per share. | 26 Jun 2020 | 13,762 | 43,762 (0%) | 0% | 2.8 | 38,930 | Common Stock |
| Carl H. Pforzheimer | Director | Purchase of securities on an exchange or from another person at price $ 2.90 per share. | 26 Jun 2020 | 6,238 | 50,000 (0%) | 0% | 2.9 | 18,090 | Common Stock |
| Elizabeth Anne Fessenden | Director | Grant, award, or other acquisition of securities at price $ 3.08 per share. | 07 May 2020 | 10,000 | 34,718 (0%) | 0% | 3.1 | 30,800 | Common Stock |
| James J. Abel | Director | Grant, award, or other acquisition of securities at price $ 3.08 per share. | 07 May 2020 | 10,000 | 61,266 (0%) | 0% | 3.1 | 30,800 | Common Stock |
| Michael I. German | Director | Grant, award, or other acquisition of securities at price $ 3.08 per share. | 07 May 2020 | 10,000 | 50,266 (0%) | 0% | 3.1 | 30,800 | Common Stock |
| Marliss D. Johnson | V.P. Fin & Chief Acctg Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.05 per share. | 07 May 2020 | 419 | 14,832 (0%) | 0% | 3.1 | 1,278 | Common Stock |
| Marliss D. Johnson | V.P. Fin & Chief Acctg Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.05 per share. | 07 May 2020 | 302 | 15,251 (0%) | 0% | 3.0 | 921 | Common Stock |
| Marliss D. Johnson | V.P. Fin & Chief Acctg Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2020 | 3,715 | 15,553 (0%) | 0% | 0 | Common Stock | |
| Rose Hoover | President & Chief Admin. Off. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.05 per share. | 07 May 2020 | 1,192 | 48,091 (0%) | 0% | 3.1 | 3,636 | Common Stock |
| Rose Hoover | President & Chief Admin. Off. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.05 per share. | 07 May 2020 | 861 | 49,283 (0%) | 0% | 3.0 | 2,626 | Common Stock |
| Rose Hoover | President & Chief Admin. Off. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2020 | 14,143 | 50,144 (0%) | 0% | 0 | Common Stock | |
| William K. Lieberman | Director | Grant, award, or other acquisition of securities at price $ 3.08 per share. | 07 May 2020 | 10,000 | 42,131 (0%) | 0% | 3.1 | 30,800 | Common Stock |
| Terrence W. Kenny | President,Air&Liq. Proc. Group | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2020 | 8,368 | 41,175 (0%) | 0% | 0 | Common Stock | |
| Terry L. Dunlap | Director | Grant, award, or other acquisition of securities at price $ 3.08 per share. | 07 May 2020 | 10,000 | 20,000 (0%) | 0% | 3.1 | 30,800 | Common Stock |
| Carl H. Pforzheimer | Director | Grant, award, or other acquisition of securities at price $ 3.08 per share. | 07 May 2020 | 10,000 | 30,000 (0%) | 0% | 3.1 | 30,800 | Common Stock |
| Stephen E. Paul | Director | Grant, award, or other acquisition of securities at price $ 3.08 per share. | 07 May 2020 | 10,000 | 43,131 (0%) | 0% | 3.1 | 30,800 | Common Stock |
| Michael G. McAuley | V.P., CFO & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2020 | 13,436 | 40,008 (0%) | 0% | 0 | Common Stock | |
| Keith Zatawski | Chief Risk Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2020 | 2,715 | 11,284 (0%) | 0% | 0 | Common Stock | |
| J. Brett McBrayer | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.05 per share. | 07 May 2020 | 2,954 | 91,315 (0%) | 0% | 3.1 | 9,010 | Common Stock |
| J. Brett McBrayer | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2020 | 33,943 | 94,269 (0%) | 0% | 0 | Common Stock | |
| Samuel Lyon | President of Union Electric | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.05 per share. | 07 May 2020 | 1,061 | 43,674 (0%) | 0% | 3.0 | 3,236 | Common Stock |
| Samuel Lyon | President of Union Electric | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2020 | 13,436 | 44,735 (0%) | 0% | 0 | Common Stock | |
| David George Anderson | President,Air&Liq. Proc. Group | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.98 per share. | 05 May 2020 | 812 | 28,608 (0%) | 0% | 3.0 | 2,420 | Common Stock |
| David George Anderson | President,Air&Liq. Proc. Group | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.98 per share. | 05 May 2020 | 250 | 28,358 (0%) | 0% | 3.0 | 745 | Common Stock |
| Marliss D. Johnson | V.P. Fin & Chief Acctg Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.31 per share. | 03 May 2020 | 210 | 11,838 (0%) | 0% | 3.3 | 695 | Common Stock |
| Rose Hoover | President & Chief Admin. Off. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.31 per share. | 03 May 2020 | 710 | 36,001 (0%) | 0% | 3.3 | 2,350 | Common Stock |
| Rose Hoover | President & Chief Admin. Off. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.31 per share. | 03 May 2020 | 542 | 34,138 (0%) | 0% | 3.3 | 1,794 | Common Stock |
| Terrence W. Kenny | President,Air&Liq. Proc. Group | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 May 2020 | 1,311 | 32,807 (0%) | 0% | 0 | Common Stock | |
| Michael G. McAuley | V.P., CFO & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 May 2020 | 1,909 | 26,572 (0%) | 0% | 0 | Common Stock | |
| J. Brett McBrayer | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 2.28 per share. | 17 Mar 2020 | 2,100 | 60,326 (0%) | 0% | 2.3 | 4,782 | Common Stock |
| Terrence W. Kenny | President,Air&Liq. Proc. Group | Purchase of securities on an exchange or from another person at price $ 2.90 per share. | 30 Dec 2019 | 2,500 | 31,496 (0%) | 0% | 2.9 | 7,240 | Common Stock |
| Carl H. Pforzheimer | None | Sale of securities on an exchange or to another person at price $ 3.09 per share. | 18 Dec 2019 | 18,738 | 20,000 (0%) | 0% | 3.1 | 57,831 | Common Stock |
| Carl H. Pforzheimer | None | Sale of securities on an exchange or to another person at price $ 3.05 per share. | 18 Dec 2019 | 599 | 38,738 (0%) | 0% | 3.1 | 1,827 | Common Stock |
| Michael I. German | None | Purchase of securities on an exchange or from another person at price $ 3.01 per share. | 13 Dec 2019 | 5,000 | 40,266 (0%) | 0% | 3.0 | 15,031 | Common Stock |
| Carl H. Pforzheimer | None | Sale of securities on an exchange or to another person at price $ 3.25 per share. | 02 Dec 2019 | 8,048 | 39,337 (0%) | 0% | 3.3 | 26,159 | Common Stock |
| Carl H. Pforzheimer | None | Sale of securities on an exchange or to another person at price $ 3.43 per share. | 02 Dec 2019 | 75 | 47,385 (0%) | 0% | 3.4 | 257 | Common Stock |
| Carl H. Pforzheimer | None | Sale of securities on an exchange or to another person at price $ 3.75 per share. | 14 Nov 2019 | 200 | 47,460 (0%) | 0% | 3.8 | 750 | Common Stock |
| Carl H. Pforzheimer | None | Sale of securities on an exchange or to another person at price $ 3.75 per share. | 14 Nov 2019 | 40 | 47,660 (0%) | 0% | 3.8 | 150 | Common Stock |
| Carl H. Pforzheimer | None | Sale of securities on an exchange or to another person at price $ 3.75 per share. | 12 Nov 2019 | 2,300 | 47,700 (0%) | 0% | 3.8 | 8,626 | Common Stock |
| J. Brett McBrayer | Director, Chief Executive Officer | Sale or transfer of securities back to the company at price $ 3.88 per share. | 02 Jul 2019 | 2,648 | 58,226 (0%) | 0% | 3.9 | 10,274 | Common Stock |
| Elizabeth Anne Fessenden | None | Purchase of securities on an exchange or from another person at price $ 4.06 per share. | 16 May 2019 | 3,790 | 24,718 (0%) | 0% | 4.1 | 15,393 | Common Stock |
| William K. Lieberman | None | Purchase of securities on an exchange or from another person at price $ 4.00 per share. | 16 May 2019 | 2,300 | 5,300 (0%) | 0% | 4.0 | 9,197 | Common Stock |
| J. Brett McBrayer | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 4.07 per share. | 16 May 2019 | 3,875 | 58,281 (0%) | 0% | 4.1 | 15,766 | Common Stock |
| Elizabeth Anne Fessenden | None | Purchase of securities on an exchange or from another person at price $ 4.04 per share. | 15 May 2019 | 3,711 | 20,928 (0%) | 0% | 4.0 | 15,007 | Common Stock |
| Michael I. German | None | Purchase of securities on an exchange or from another person at price $ 3.95 per share. | 15 May 2019 | 10,000 | 10,000 (0%) | 0% | 3.9 | 39,457 | Common Stock |
| Elizabeth Anne Fessenden | None | Grant, award, or other acquisition of securities at price $ 3.17 per share. | 09 May 2019 | 10,000 | 17,217 (0%) | 0% | 3.2 | 31,700 | Common Stock |
| James J. Abel | None | Grant, award, or other acquisition of securities at price $ 3.17 per share. | 09 May 2019 | 10,000 | 51,266 (0%) | 0% | 3.2 | 31,700 | Common Stock |
| Michael I. German | None | Grant, award, or other acquisition of securities at price $ 3.17 per share. | 09 May 2019 | 10,000 | 35,266 (0%) | 0% | 3.2 | 31,700 | Common Stock |
| Marliss D. Johnson | V.P. Fin & Chief Acctg Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2019 | 3,715 | 12,048 (0%) | 0% | 0 | Common Stock | |
| Rose Hoover | President & Chief Admin. Off. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2019 | 12,965 | 34,680 (0%) | 0% | 0 | Common Stock | |
| William K. Lieberman | None | Grant, award, or other acquisition of securities at price $ 3.17 per share. | 09 May 2019 | 10,000 | 32,131 (0%) | 0% | 3.2 | 31,700 | Common Stock |
| Terrence W. Kenny | President,Air&Liq. Proc. Group | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2019 | 6,600 | 28,996 (0%) | 0% | 0 | Common Stock | |
| Carl H. Pforzheimer | None | Grant, award, or other acquisition of securities at price $ 3.17 per share. | 09 May 2019 | 10,000 | 50,000 (0%) | 0% | 3.2 | 31,700 | Common Stock |
| Stephen E. Paul | None | Grant, award, or other acquisition of securities at price $ 3.17 per share. | 09 May 2019 | 10,000 | 33,131 (0%) | 0% | 3.2 | 31,700 | Common Stock |
| Michael G. McAuley | V.P., CFO & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2019 | 9,900 | 24,663 (0%) | 0% | 0 | Common Stock | |
| Maria Trainor | V.P. & General Counsel | Sale or transfer of securities back to the company at price $ 3.17 per share. | 09 May 2019 | 579 | 20,650 (0%) | 0% | 3.2 | 1,835 | Common Stock |
| Maria Trainor | V.P. & General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2019 | 8,628 | 21,229 (0%) | 0% | 0 | Common Stock | |
| Timothy Clutterbuck | President of ASW Steel Inc | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.17 per share. | 09 May 2019 | 571 | 4,436 (0%) | 0% | 3.2 | 1,810 | Common Stock |
| Keith Zatawski | Chief Risk Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2019 | 2,715 | 8,569 (0%) | 0% | 0 | Common Stock | |
| J. Brett McBrayer | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2019 | 31,115 | 56,999 (0%) | 0% | 0 | Common Stock | |
| Samuel Lyon | President of Union Electric | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2019 | 11,786 | 31,299 (0%) | 0% | 0 | Common Stock | |
| Maria Trainor | V.P. & General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.23 per share. | 03 May 2019 | 274 | 12,601 (0%) | 0% | 3.2 | 885 | Common Stock |
| Maria Trainor | V.P. & General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.23 per share. | 03 May 2019 | 365 | 12,875 (0%) | 0% | 3.2 | 1,179 | Common Stock |
| Timothy Clutterbuck | President of ASW Steel Inc | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.23 per share. | 03 May 2019 | 205 | 5,007 (0%) | 0% | 3.2 | 662 | Common Stock |
| Terrence W. Kenny | President,Air&Liq. Proc. Group | Purchase of securities on an exchange or from another person at price $ 3.17 per share. | 31 Dec 2018 | 4,000 | 22,396 (0%) | 0% | 3.2 | 12,690 | Common Stock |
| Carl H. Pforzheimer | None | Purchase of securities on an exchange or from another person at price $ 3.14 per share. | 31 Dec 2018 | 10,000 | 40,000 (0%) | 0% | 3.1 | 31,400 | Common Stock |
| James J. Abel | None | Purchase of securities on an exchange or from another person at price $ 3.06 per share. | 28 Dec 2018 | 15,000 | 41,266 (0%) | 0% | 3.1 | 45,869 | Common Stock |
| Ernest G. Siddons | None | Purchase of securities on an exchange or from another person at price $ 3.99 per share. | 12 Dec 2018 | 5,000 | 26,138 (0%) | 0% | 4.0 | 19,935 | Common Stock |
| Rodney Scagline | President of Union Electric | Purchase of securities on an exchange or from another person at price $ 3.70 per share. | 11 Dec 2018 | 1,000 | 31,535 (0%) | 0% | 3.7 | 3,703 | Common Stock |
| Rodney Scagline | President of Union Electric | Purchase of securities on an exchange or from another person at price $ 3.87 per share. | 07 Dec 2018 | 1,576 | 30,535 (0%) | 0% | 3.9 | 6,093 | Common Stock |
| James J. Abel | None | Purchase of securities on an exchange or from another person at price $ 4.15 per share. | 30 Nov 2018 | 5,000 | 24,266 (0%) | 0% | 4.2 | 20,769 | Common Stock |
| James J. Abel | None | Purchase of securities on an exchange or from another person at price $ 4.02 per share. | 30 Nov 2018 | 2,000 | 26,266 (0%) | 0% | 4.0 | 8,049 | Common Stock |
| Michael I. German | None | Purchase of securities on an exchange or from another person at price $ 4.26 per share. | 21 Nov 2018 | 3,000 | 25,266 (0%) | 0% | 4.3 | 12,780 | Common Stock |
| Rodney Scagline | President of Union Electric | Purchase of securities on an exchange or from another person at price $ 3.93 per share. | 20 Nov 2018 | 1,000 | 28,959 (0%) | 0% | 3.9 | 3,929 | Common Stock |
| Leonard M. Carroll | None | Purchase of securities on an exchange or from another person at price $ 4.29 per share. | 19 Nov 2018 | 1,000 | 25,631 (0%) | 0% | 4.3 | 4,290 | Common Stock |
| Rodney Scagline | President of Union Electric | Purchase of securities on an exchange or from another person at price $ 4.04 per share. | 15 Nov 2018 | 1,424 | 27,959 (0%) | 0% | 4.0 | 5,746 | Common Stock |
| Terrence W. Kenny | President,Air&Liq. Proc. Group | Purchase of securities on an exchange or from another person at price $ 4.56 per share. | 13 Nov 2018 | 4,000 | 18,396 (0%) | 0% | 4.6 | 18,248 | Common Stock |
| Rodney Scagline | President of Union Electric | Purchase of securities on an exchange or from another person at price $ 4.53 per share. | 13 Nov 2018 | 8,000 | 26,535 (0%) | 0% | 4.5 | 36,264 | Common Stock |
| J. Brett McBrayer | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 4.75 per share. | 13 Nov 2018 | 4,000 | 25,884 (0%) | 0% | 4.8 | 19,000 | Common Stock |
| Carl H. Pforzheimer | None | Purchase of securities on an exchange or from another person at price $ 7.41 per share. | 15 Aug 2018 | 6,869 | 30,000 (0%) | 0% | 7.4 | 50,879 | Common Stock |
| J. Brett McBrayer | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 10.10 per share. | 02 Jul 2018 | 9,884 | 21,884 (0%) | 0% | 10.1 | 99,828 | Common Stock |
| J. Brett McBrayer | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 10.10 per share. | 02 Jul 2018 | 12,000 | 12,000 (0%) | 0% | 10.1 | 121,200 | Common Stock |
| Maria Trainor | V.P. & General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.35 per share. | 01 Jun 2018 | 161 | 13,240 (0%) | 0% | 10.3 | 1,666 | Common Stock |
| Maria Trainor | V.P. & General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Jun 2018 | 557 | 13,401 (0%) | 0% | 0 | Common Stock | |
| Maria Trainor | V.P. & General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Jun 2018 | 557 | 0 | - | - | Restricted Stock Units | |
| Elizabeth Anne Fessenden | None | Grant, award, or other acquisition of securities at price $ 9.70 per share. | 09 May 2018 | 7,217 | 7,217 (0%) | 0% | 9.7 | 70,005 | Common Stock |
| James J. Abel | None | Grant, award, or other acquisition of securities at price $ 9.70 per share. | 09 May 2018 | 7,217 | 19,266 (0%) | 0% | 9.7 | 70,005 | Common Stock |
| Michael I. German | None | Grant, award, or other acquisition of securities at price $ 9.70 per share. | 09 May 2018 | 7,217 | 22,266 (0%) | 0% | 9.7 | 70,005 | Common Stock |
| Marliss D. Johnson | V.P. Fin & Chief Acctg Officer | Grant, award, or other acquisition of securities at price $ 9.70 per share. | 09 May 2018 | 2,681 | 8,333 (0%) | 0% | 9.7 | 26,006 | Common Stock |
| Rose Hoover | President & Chief Admin. Off. | Grant, award, or other acquisition of securities at price $ 9.70 per share. | 09 May 2018 | 9,356 | 21,715 (0%) | 0% | 9.7 | 90,753 | Common Stock |
| William K. Lieberman | None | Grant, award, or other acquisition of securities at price $ 9.70 per share. | 09 May 2018 | 7,217 | 22,131 (0%) | 0% | 9.7 | 70,005 | Common Stock |
| Ernest G. Siddons | None | Grant, award, or other acquisition of securities at price $ 9.70 per share. | 09 May 2018 | 7,217 | 21,138 (0%) | 0% | 9.7 | 70,005 | Common Stock |
| Terrence W. Kenny | President,Air&Liq. Proc. Group | Grant, award, or other acquisition of securities at price $ 9.70 per share. | 09 May 2018 | 4,763 | 14,396 (0%) | 0% | 9.7 | 46,201 | Common Stock |
| Carl H. Pforzheimer | None | Grant, award, or other acquisition of securities at price $ 9.70 per share. | 09 May 2018 | 7,217 | 23,131 (0%) | 0% | 9.7 | 70,005 | Common Stock |
| Laurence E. Paul | None | Grant, award, or other acquisition of securities at price $ 9.70 per share. | 09 May 2018 | 7,217 | 23,131 (0%) | 0% | 9.7 | 70,005 | Common Stock |
| Leonard M. Carroll | None | Grant, award, or other acquisition of securities at price $ 9.70 per share. | 09 May 2018 | 7,217 | 24,631 (0%) | 0% | 9.7 | 70,005 | Common Stock |
| Stephen E. Paul | None | Grant, award, or other acquisition of securities at price $ 9.70 per share. | 09 May 2018 | 7,217 | 23,131 (0%) | 0% | 9.7 | 70,005 | Common Stock |
| Michael G. McAuley | V.P., CFO & Treasurer | Grant, award, or other acquisition of securities at price $ 9.70 per share. | 09 May 2018 | 7,145 | 14,763 (0%) | 0% | 9.7 | 69,307 | Common Stock |
| Maria Trainor | V.P. & General Counsel | Grant, award, or other acquisition of securities at price $ 9.70 per share. | 09 May 2018 | 6,226 | 12,844 (0%) | 0% | 9.7 | 60,392 | Common Stock |
| Rodney Scagline | President of Union Electric | Grant, award, or other acquisition of securities at price $ 9.70 per share. | 09 May 2018 | 6,805 | 18,535 (0%) | 0% | 9.7 | 66,009 | Common Stock |
| Timothy Clutterbuck | President of ASW Steel Inc | Grant, award, or other acquisition of securities at price $ 9.70 per share. | 09 May 2018 | 3,992 | 5,212 (0%) | 0% | 9.7 | 38,722 | Common Stock |
| Ann E. Whitty | None | Grant, award, or other acquisition of securities at price $ 9.70 per share. | 09 May 2018 | 7,217 | 7,217 (0%) | 0% | 9.7 | 70,005 | Common Stock |
| Keith Zatawski | Chief Risk Officer | Grant, award, or other acquisition of securities at price $ 9.70 per share. | 09 May 2018 | 1,959 | 5,854 (0%) | 0% | 9.7 | 19,002 | Common Stock |
| Terrence W. Kenny | President,Air&Liq. Proc. Group | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 May 2018 | 875 | 0 | - | - | Restricted Stock Units | |
| Terrence W. Kenny | President,Air&Liq. Proc. Group | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 May 2018 | 875 | 9,633 (0%) | 0% | 0 | Common Stock | |
| Rodney Scagline | President of Union Electric | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 May 2018 | 1,909 | 0 | - | - | Restricted Stock Units | |
| Rodney Scagline | President of Union Electric | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 May 2018 | 1,909 | 11,730 (0%) | 0% | 0 | Common Stock | |
| John S. Stanik | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.35 per share. | 03 May 2018 | 483 | 33,128 (0%) | 0% | 9.3 | 4,516 | Common Stock |
| John S. Stanik | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 May 2018 | 1,750 | 0 | - | - | Restricted Stock Units | |
| John S. Stanik | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 May 2018 | 1,750 | 33,611 (0%) | 0% | 0 | Common Stock | |
| John S. Stanik | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.20 per share. | 03 May 2018 | 1,305 | 31,861 (0%) | 0% | 9.2 | 12,006 | Common Stock |
| John S. Stanik | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.35 per share. | 03 May 2018 | 1,296 | 31,832 (0%) | 0% | 9.4 | 12,118 | Common Stock |
| Marliss D. Johnson | V.P. Fin & Chief Acctg Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 May 2018 | 636 | 6,074 (0%) | 0% | 0 | Common Stock | |
| Marliss D. Johnson | V.P. Fin & Chief Acctg Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.20 per share. | 03 May 2018 | 171 | 5,438 (0%) | 0% | 9.2 | 1,573 | Common Stock |
| Marliss D. Johnson | V.P. Fin & Chief Acctg Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 May 2018 | 636 | 0 | - | - | Restricted Stock Units | |
| Marliss D. Johnson | V.P. Fin & Chief Acctg Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.35 per share. | 03 May 2018 | 246 | 5,652 (0%) | 0% | 9.3 | 2,300 | Common Stock |
| Marliss D. Johnson | V.P. Fin & Chief Acctg Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.35 per share. | 03 May 2018 | 176 | 5,898 (0%) | 0% | 9.4 | 1,646 | Common Stock |
| Rose Hoover | President & Chief Admin. Off. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 May 2018 | 1,014 | 0 | - | - | Restricted Stock Units | |
| Rose Hoover | President & Chief Admin. Off. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 May 2018 | 1,014 | 13,046 (0%) | 0% | 0 | Common Stock | |
| Rose Hoover | President & Chief Admin. Off. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.20 per share. | 03 May 2018 | 542 | 12,032 (0%) | 0% | 9.2 | 4,986 | Common Stock |
| Rose Hoover | President & Chief Admin. Off. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.35 per share. | 03 May 2018 | 280 | 12,766 (0%) | 0% | 9.4 | 2,618 | Common Stock |
| Rose Hoover | President & Chief Admin. Off. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.35 per share. | 03 May 2018 | 407 | 12,359 (0%) | 0% | 9.3 | 3,805 | Common Stock |
| Michael G. McAuley | V.P., CFO & Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.35 per share. | 03 May 2018 | 302 | 7,618 (0%) | 0% | 9.4 | 2,824 | Common Stock |
| Michael G. McAuley | V.P., CFO & Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.20 per share. | 03 May 2018 | 402 | 7,920 (0%) | 0% | 9.2 | 3,698 | Common Stock |
| Timothy Clutterbuck | President of ASW Steel Inc | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.20 per share. | 03 May 2018 | 204 | 1,220 (0%) | 0% | 9.2 | 1,877 | Common Stock |
| Keith Zatawski | Chief Risk Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.35 per share. | 03 May 2018 | 251 | 3,895 (0%) | 0% | 9.4 | 2,347 | Common Stock |
| Keith Zatawski | Chief Risk Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.20 per share. | 03 May 2018 | 97 | 4,357 (0%) | 0% | 9.2 | 892 | Common Stock |
| Keith Zatawski | Chief Risk Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.35 per share. | 03 May 2018 | 211 | 4,146 (0%) | 0% | 9.4 | 1,973 | Common Stock |
| Maria Trainor | V.P. & General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.70 per share. | 01 Jun 2017 | 207 | 7,560 (0%) | 0% | 16.7 | 3,457 | Common Stock |
| Maria Trainor | V.P. & General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Jun 2017 | 557 | 7,767 (0%) | 0% | 0 | Common Stock | |
| Maria Trainor | V.P. & General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Jun 2017 | 557 | 557 | - | - | Restricted Stock Units | |
| Maria Trainor | V.P. & General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.35 per share. | 05 May 2017 | 274 | 6,618 (0%) | 0% | 9.4 | 2,562 | Common Stock |
| Maria Trainor | V.P. & General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 14.75 per share. | 05 May 2017 | 303 | 7,257 (0%) | 0% | 14.7 | 4,469 | Common Stock |
| Maria Trainor | V.P. & General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.20 per share. | 05 May 2017 | 365 | 6,892 (0%) | 0% | 9.2 | 3,358 | Common Stock |
| James J. Abel | None | Grant, award, or other acquisition of securities at price $ 14.00 per share. | 03 May 2017 | 5,000 | 12,049 (0%) | 0% | 14 | 70,000 | Common Stock |
| John S. Stanik | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 May 2017 | 14,186 | 33,390 (0%) | 0% | 0 | Common Stock | |
| John S. Stanik | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 May 2017 | 1,749 | 1,750 | - | - | Restricted Stock Units | |
| John S. Stanik | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 14.75 per share. | 03 May 2017 | 1,437 | 33,166 (0%) | 0% | 14.8 | 21,196 | Common Stock |
| John S. Stanik | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 14.75 per share. | 03 May 2017 | 536 | 34,603 (0%) | 0% | 14.8 | 7,906 | Common Stovk |
| John S. Stanik | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 May 2017 | 1,749 | 35,139 (0%) | 0% | 0 | Common Stock | |
| Michael I. German | None | Grant, award, or other acquisition of securities at price $ 14.00 per share. | 03 May 2017 | 5,000 | 15,049 (0%) | 0% | 14 | 70,000 | Common Stock |
| Marliss D. Johnson | V.P. Fin & Chief Acctg Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 May 2017 | 636 | 636 | - | - | Restricted Stock Units | |
| Marliss D. Johnson | V.P. Fin & Chief Acctg Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 May 2017 | 636 | 5,609 (0%) | 0% | 0 | Common Stock | |
| Marliss D. Johnson | V.P. Fin & Chief Acctg Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 May 2017 | 1,858 | 4,973 (0%) | 0% | 0 | Common Stock | |
| Rose Hoover | President & Chief Admin. Off. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 May 2017 | 1,013 | 13,334 (0%) | 0% | 0 | Common Stock | |
| Rose Hoover | President & Chief Admin. Off. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 May 2017 | 1,013 | 1,014 | - | - | Restricted Stock Units | |
| Rose Hoover | President & Chief Admin. Off. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 14.75 per share. | 03 May 2017 | 310 | 13,024 (0%) | 0% | 14.8 | 4,573 | Common Stock |
| Rose Hoover | President & Chief Admin. Off. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 May 2017 | 5,893 | 12,321 (0%) | 0% | 0 | Common Stock | |
| Rose Hoover | President & Chief Admin. Off. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 14.75 per share. | 03 May 2017 | 450 | 12,574 (0%) | 0% | 14.8 | 6,638 | Common Stock |
| William K. Lieberman | None | Grant, award, or other acquisition of securities at price $ 14.00 per share. | 03 May 2017 | 5,000 | 14,914 (0%) | 0% | 14 | 70,000 | Common Stock |
| Ernest G. Siddons | None | Grant, award, or other acquisition of securities at price $ 14.00 per share. | 03 May 2017 | 5,000 | 13,921 (0%) | 0% | 14 | 70,000 | Common Stock |
| Paul Alan Gould | None | Grant, award, or other acquisition of securities at price $ 14.00 per share. | 03 May 2017 | 5,000 | 15,914 (0%) | 0% | 14 | 70,000 | Common Stock |
| Terrence W. Kenny | President,Air&Liq. Proc. Group | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 May 2017 | 3,000 | 7,884 (0%) | 0% | 0 | Common Stock | |
| Terrence W. Kenny | President,Air&Liq. Proc. Group | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 May 2017 | 874 | 875 | - | - | Restricted Stock Units | |
| Terrence W. Kenny | President,Air&Liq. Proc. Group | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 May 2017 | 874 | 8,758 (0%) | 0% | 0 | Common Stock | |
| Carl H. Pforzheimer | None | Grant, award, or other acquisition of securities at price $ 14.00 per share. | 03 May 2017 | 5,000 | 15,914 (0%) | 0% | 14 | 70,000 | Common Stock |
| Laurence E. Paul | None | Grant, award, or other acquisition of securities at price $ 14.00 per share. | 03 May 2017 | 5,000 | 15,914 (0%) | 0% | 14 | 70,000 | Common Stock |
| Leonard M. Carroll | None | Grant, award, or other acquisition of securities at price $ 14.00 per share. | 03 May 2017 | 5,000 | 17,414 (0%) | 0% | 14 | 70,000 | Common Stock |
| Stephen E. Paul | None | Grant, award, or other acquisition of securities at price $ 14.00 per share. | 03 May 2017 | 5,000 | 15,914 (0%) | 0% | 14 | 70,000 | Common Stock |
| J. Fredrik Stromholm | None | Grant, award, or other acquisition of securities at price $ 14.00 per share. | 03 May 2017 | 5,000 | 8,209 (0%) | 0% | 14 | 70,000 | Common Stock |
| Rodney Scagline | President of Union Electric | Payment of exercise price or tax liability using portion of securities received from the company at price $ 14.75 per share. | 03 May 2017 | 584 | 10,149 (0%) | 0% | 14.8 | 8,614 | Common Stock |
| Rodney Scagline | President of Union Electric | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 May 2017 | 1,908 | 1,909 | - | - | Restricted Stock Units | |
| Rodney Scagline | President of Union Electric | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 May 2017 | 4,286 | 8,825 (0%) | 0% | 0 | Common Stock | |
| Rodney Scagline | President of Union Electric | Payment of exercise price or tax liability using portion of securities received from the company at price $ 14.75 per share. | 03 May 2017 | 328 | 9,821 (0%) | 0% | 14.8 | 4,838 | Common Stock |
| Rodney Scagline | President of Union Electric | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 May 2017 | 1,908 | 10,733 (0%) | 0% | 0 | Common Stock | |
| Timothy Clutterbuck | President of ASW Steel Inc | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 May 2017 | 1,424 | 1,424 (0%) | 0% | 0 | Common Stock | |
| Michael G. McAuley | V.P., CFO & Treasurer | Purchase of securities on an exchange or from another person at price $ 18.20 per share. | 25 Oct 2016 | 5 | 4,286 (0%) | 0% | 18.2 | 91 | Common Stock |
| Michael G. McAuley | V.P., CFO & Treasurer | Purchase of securities on an exchange or from another person at price $ 18.20 per share. | 25 Oct 2016 | 5 | 4,292 (0%) | 0% | 18.2 | 91 | Common Stock |
| Michael G. McAuley | V.P., CFO & Treasurer | Purchase of securities on an exchange or from another person at price $ 11.25 per share. | 25 Oct 2016 | 8 | 4,281 (0%) | 0% | 11.3 | 90 | Common Stock |
| Michael G. McAuley | V.P., CFO & Treasurer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Jun 2016 | 1,000 | 1,000 (0%) | - | - | Common Stock | |
| Maria Trainor | V.P. & General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Jun 2016 | 556 | 556 (0%) | - | - | Common Stock | |
| Maria Trainor | V.P. & General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Jun 2016 | 556 | 1,114 | - | - | Restricted Stock Units | |
| Maria Trainor | V.P. & General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 01 Jun 2016 | 206 | 350 (0%) | - | - | Common Stock | |
| James J. Abel | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2016 | 3,209 | 7,049 (0%) | - | - | Common Stock | |
| John S. Stanik | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2016 | 14,089 | 19,204 (0%) | 0% | 0 | Common Stock | |
| Michael I. German | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2016 | 3,209 | 10,049 (0%) | - | - | Common Stock | |
| Marliss D. Johnson | V.P. Fin & Chief Acctg Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2016 | 2,674 | 3,115 (0%) | 0% | 0 | Common Stock | |
| Rose Hoover | President & Chief Admin. Off. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2016 | 4,415 | 6,428 (0%) | 0% | 0 | Common Stock | |
| William K. Lieberman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2016 | 3,209 | 9,914 (0%) | - | - | Common Stock | |
| Ernest G. Siddons | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2016 | 3,209 | 9,914 (0%) | - | - | Common Stock | |
| Paul Alan Gould | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2016 | 3,209 | 10,914 (0%) | - | - | Common Stock | |
| Terrence W. Kenny | President,Air&Liq. Proc. Group | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2016 | 2,010 | 4,884 (0%) | 0% | 0 | Common Stock | |
| Carl H. Pforzheimer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2016 | 3,209 | 10,914 (0%) | - | - | Common Stock | |
| Laurence E. Paul | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2016 | 3,209 | 10,914 (0%) | - | - | Common Stock | |
| Leonard M. Carroll | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2016 | 3,209 | 12,414 (0%) | - | - | Common Stock | |
| Stephen E. Paul | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2016 | 3,209 | 10,914 (0%) | - | - | Common Stock | |
| Michael G. McAuley | V.P., CFO & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2016 | 3,273 | 4,273 (0%) | 0% | 0 | Common Stock | |
| Michael G. McAuley | V.P., CFO & Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 14.75 per share. | 05 May 2016 | 323 | 8,322 (0%) | 0% | 14.7 | 4,764 | Common Stock |
| Michael G. McAuley | V.P., CFO & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2016 | 4,372 | 8,645 (0%) | 0% | 0 | Common Stock | |
| Maria Trainor | V.P. & General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2016 | 2,938 | 3,288 (0%) | 0% | 0 | Common Stock | |
| Maria Trainor | V.P. & General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2016 | 3,922 | 7,210 (0%) | 0% | 0 | Common Stock | |
| J. Fredrik Stromholm | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2016 | 3,209 | 3,209 (0%) | - | - | Common Stock | |
| Rodney Scagline | President of Union Electric | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2016 | 3,212 | 4,539 (0%) | 0% | 0 | Common Stock | |
| Leonard M. Carroll | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Mar 2016 | 1,000 | 9,205 (0%) | - | - | Common Stock | |
| John S. Stanik | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Mar 2016 | 1,900 | 3,900 (0%) | - | - | Common Stock | |
| Terrence W. Kenny | President,Air&Liq. Proc. Group | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 08 Mar 2016 | 1,000 | 2,000 (0%) | - | - | Common Stock | |
| Mario J. Gabelli | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 22 Oct 2015 | 500 | 6,200 | - | - | Common Stock | |
| Mario J. Gabelli | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 07 Oct 2015 | 300 | 6,700 | - | - | Common Stock | |
| Maria Trainor | V.P. & General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2015 | 1,670 | 1,670 | - | - | Restricted Stock Units | |
| Mario J. Gabelli | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 06 May 2015 | 1,000 | 7,000 | - | - | Common Stock | |
| Carl H. Pforzheimer | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2015 | 1,590 | 7,705 | - | - | Common Stock | |
| Ernest G. Siddons | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2015 | 1,590 | 6,705 | - | - | Common Stock | |
| Laurence E. Paul | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2015 | 1,590 | 7,705 | - | - | Common Stock | |
| Leonard M. Carroll | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2015 | 1,590 | 8,205 | - | - | Common Stock | |
| Marliss D. Johnson | Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2015 | 1,907 | 1,907 | - | - | Restricted Stock Units | |
| Paul A. Gould | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2015 | 1,590 | 7,705 | - | - | Common Stock | |
| Stephen E. Paul | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2015 | 1,590 | 7,705 | - | - | Common Stock | |
| Terrence W. Kenny | President,Air&Liq. Proc. Group | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2015 | 2,623 | 2,623 | - | - | Restricted Stock Units | |
| Terrence W. Kenny | President,Air&Liq. Proc. Group | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 05 May 2015 | 1,000 | 1,000 | - | - | Common Stock | |
| John S. Stanik | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2015 | 5,248 | 5,248 | - | - | Restricted Stock Units | |
| Michael I. German | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2015 | 1,590 | 6,840 | - | - | Common Stock | |
| James J. Abel | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2015 | 1,590 | 3,840 | - | - | Common Stock | |
| William K. Lieberman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2015 | 1,590 | 6,705 | - | - | Common Stock | |
| Rose Hoover | Exec. V.P. & Chief Admin. Off. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 May 2015 | 3,040 | 3,040 | - | - | Restricted Stock Units | |
| John S. Stanik | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 05 Mar 2015 | 1,000 | 2,000 | - | - | Common Stock | |
| John S. Stanik | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 05 Mar 2015 | 1,000 | 1,000 | - | - | Common Stock | |
| William K. Lieberman | Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 30 Dec 2014 | 100 | 1,600 (0%) | - | - | Common Stock | |
| William K. Lieberman | Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 30 Dec 2014 | 1,400 | 3,000 (0%) | - | - | Common Stock | |
| William K. Lieberman | Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 30 Dec 2014 | 500 | 1,500 (0%) | - | - | Common Stock | |
| Michael I. German | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Dec 2014 | 2,500 | 4,750 (0%) | - | - | Common Stock | |
| Michael I. German | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Dec 2014 | 500 | 5,250 (0%) | - | - | Common Stock | |
| Rose Hoover | Exec. V.P. & Chief Admin. Off. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Dec 2014 | 1,000 | 1,000 (0%) | - | - | Common Stock | |
| Ernest G. Siddons | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Jul 2014 | 11,668 | 11,668 (0%) | - | - | Common Stock | |
| Ernest G. Siddons | Director | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 01 Jul 2014 | 11,668 | 0 (0%) | - | - | Common Stock | |
| Paul Alan Gould | Director | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 17 Jun 2014 | 3,000 | 6,115 (0%) | - | - | Common Stock | |
| Paul Alan Gould | Director | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 17 Jun 2014 | 7,000 | 9,115 (0%) | - | - | Common Stock | |
| James J. Abel | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Apr 2014 | 1,250 | 2,250 (0%) | - | - | Common Stock | |
| Michael I. German | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Apr 2014 | 1,250 | 2,250 (0%) | - | - | Common Stock | |
| Marliss D. Johnson | Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Apr 2014 | 8,500 | 8,500 | - | - | Non-Qualified Stock Options | |
| Robert A. Paul | Director, Chairman & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Apr 2014 | 20,000 | 20,000 | - | - | Non-Qualified Stock Options | |
| Robert J. Appel | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Apr 2014 | 1,250 | 12,115 (0%) | - | - | Common Stock | |
| Rose Hoover | Exec. V.P. & Chief Admin. Off. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Apr 2014 | 11,500 | 11,500 | - | - | Non-Qualified Stock Options | |
| William K. Lieberman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Apr 2014 | 1,250 | 5,115 (0%) | - | - | Common Stock | |
| Ernest G. Siddons | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Apr 2014 | 1,250 | 5,115 (0%) | - | - | Common Stock | |
| Paul Alan Gould | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Apr 2014 | 1,250 | 16,115 (0%) | - | - | Common Stock | |
| Carl H. Pforzheimer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Apr 2014 | 1,250 | 6,115 (0%) | - | - | Common Stock | |
| Laurence E. Paul | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Apr 2014 | 1,250 | 6,115 (0%) | - | - | Common Stock | |
| Leonard M. Carroll | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Apr 2014 | 1,250 | 6,615 (0%) | - | - | Common Stock | |
| Stephen E. Paul | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Apr 2014 | 1,250 | 6,115 (0%) | - | - | Common Stock | |
| James J. Abel | Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Mar 2014 | 1,000 | 1,000 (0%) | - | - | Common Stock | |
| Michael I. German | Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 14 Mar 2014 | 1,000 | 1,000 (0%) | - | - | Common Stock | |
| Robert A. Paul | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 10 Mar 2014 | 7,582 | 0 (0%) | - | - | Common Stock | |
| Robert A. Paul | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 07 Mar 2014 | 10,000 | 7,582 (0%) | - | - | Common Stock | |
| Robert A. Paul | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 05 Mar 2014 | 7,124 | 26,329 (0%) | - | - | Common Stock | |
| Robert A. Paul | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 05 Mar 2014 | 8,747 | 17,582 (0%) | - | - | Common Stock | |
| Robert A. Paul | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 03 Mar 2014 | 10,000 | 43,453 (0%) | - | - | Common Stock | |
| Robert A. Paul | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 03 Mar 2014 | 10,000 | 33,453 (0%) | - | - | Common Stock | |
| William K. Lieberman | Director | Purchase of securities on an exchange or from another person at price $ 10.53 per share. | 03 Feb 2014 | 119 | 6,425 (0%) | 0% | 10.5 | 1,253 | Common Stock |
| William K. Lieberman | Director | Purchase of securities on an exchange or from another person at price $ 13.23 per share. | 03 Feb 2014 | 94 | 6,305 (0%) | 0% | 13.2 | 1,244 | Common Stock |
| William K. Lieberman | Director | Purchase of securities on an exchange or from another person at price $ 19.02 per share. | 03 Feb 2014 | 50 | 6,211 (0%) | 0% | 19.0 | 951 | Common Stock |
| William K. Lieberman | Director | Purchase of securities on an exchange or from another person at price $ 10.16 per share. | 03 Feb 2014 | 184 | 6,160 (0%) | 0% | 10.2 | 1,869 | Common Stock |
| William K. Lieberman | Director | Purchase of securities on an exchange or from another person at price $ 11.65 per share. | 03 Feb 2014 | 158 | 5,976 (0%) | 0% | 11.6 | 1,840 | Common Stock |
| William K. Lieberman | Director | Purchase of securities on an exchange or from another person at price $ 13.35 per share. | 03 Feb 2014 | 136 | 5,818 (0%) | 0% | 13.4 | 1,816 | Common Stock |
| William K. Lieberman | Director | Purchase of securities on an exchange or from another person at price $ 16.12 per share. | 03 Feb 2014 | 94 | 5,681 (0%) | 0% | 16.1 | 1,515 | Common Stock |
| William K. Lieberman | Director | Purchase of securities on an exchange or from another person at price $ 18.27 per share. | 03 Feb 2014 | 82 | 5,587 (0%) | 0% | 18.3 | 1,498 | Common Stock |
| William K. Lieberman | Director | Purchase of securities on an exchange or from another person at price $ 20.12 per share. | 03 Feb 2014 | 56 | 5,504 (0%) | 0% | 20.1 | 1,127 | Common Stock |
| William K. Lieberman | Director | Purchase of securities on an exchange or from another person at price $ 20.69 per share. | 03 Feb 2014 | 54 | 5,447 (0%) | 0% | 20.7 | 1,117 | Common Stock |
| William K. Lieberman | Director | Purchase of securities on an exchange or from another person at price $ 20.11 per share. | 03 Feb 2014 | 44 | 5,393 (0%) | 0% | 20.1 | 885 | Common Stock |
| William K. Lieberman | Director | 03 Feb 2014 | 6,597 | 6,597 | - | - | Series A Warrants (right to buy) | ||
| William K. Lieberman | Director | 03 Feb 2014 | 6,597 | 0 | - | - | Subscription Rights (right to buy) | ||
| William K. Lieberman | Director | 03 Feb 2014 | 42,131 | 42,131 | - | - | Series A Warrants (right to buy) | ||
| William K. Lieberman | Director | Purchase of securities on an exchange or from another person at price $ 18.25 per share. | 03 Feb 2014 | 48 | 5,348 (0%) | 0% | 18.3 | 876 | Common Stock |
| William K. Lieberman | Director | 03 Feb 2014 | 42,131 | 0 | - | - | Subscription Rights (right to buy) | ||
| William K. Lieberman | Director | 03 Feb 2014 | 2,944 | 9,541 (0%) | 0% | 3.5 | 10,304 | Common Stock | |
| William K. Lieberman | Director | 03 Feb 2014 | 18,807 | 60,938 (0%) | 0% | 3.5 | 65,825 | Common Stock | |
| William K. Lieberman | Director | Purchase of securities on an exchange or from another person at price $ 14.61 per share. | 03 Feb 2014 | 87 | 6,597 (0%) | 0% | 14.6 | 1,271 | Common Stock |
| William K. Lieberman | Director | Purchase of securities on an exchange or from another person at price $ 15.05 per share. | 03 Feb 2014 | 84 | 6,509 (0%) | 0% | 15.0 | 1,264 | Common Stock |
| Robert A. Paul | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 31 Dec 2013 | 7,245 | 53,453 | - | - | Common Stock | |
| Robert A. Paul | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 27 Dec 2013 | 8,000 | 67,998 | - | - | Common Stock | |
| Robert A. Paul | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 27 Dec 2013 | 7,300 | 60,698 | - | - | Common Stock | |
| Robert A. Paul | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 24 Dec 2013 | 3,500 | 78,290 | - | - | Common Stock | |
| Robert A. Paul | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 24 Dec 2013 | 2,292 | 75,998 | - | - | Common Stock | |
| Robert A. Paul | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 20 Dec 2013 | 4,500 | 91,790 | - | - | Common Stock | |
| Robert A. Paul | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 20 Dec 2013 | 10,000 | 81,790 | - | - | Common Stock | |
| Robert A. Paul | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 18 Dec 2013 | 6,300 | 98,455 | - | - | Common Stock | |
| Robert A. Paul | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 18 Dec 2013 | 2,165 | 96,290 | - | - | Common Stock | |
| Robert A. Paul | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 16 Dec 2013 | 6,663 | 109,755 | - | - | Common Stock | |
| Robert A. Paul | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 16 Dec 2013 | 5,000 | 104,755 | - | - | Common Stock | |
| Robert A. Paul | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 12 Dec 2013 | 3,863 | 124,118 | - | - | Common Stock | |
| Robert A. Paul | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 12 Dec 2013 | 7,700 | 116,418 | - | - | Common Stock | |
| Robert A. Paul | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 09 Dec 2013 | 7,050 | 128,984 | - | - | Common Stock | |
| Robert A. Paul | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 09 Dec 2013 | 803 | 128,181 | - | - | Common Stock | |
| Robert A. Paul | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 09 Dec 2013 | 200 | 127,981 | - | - | Common Stock | |
| Robert A. Paul | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 06 Dec 2013 | 10,000 | 136,034 | - | - | Common Stock | |
| Robert A. Paul | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 04 Dec 2013 | 636 | 156,034 | - | - | Common Stock | |
| Robert A. Paul | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 04 Dec 2013 | 10,000 | 146,034 | - | - | Common Stock | |
| Robert A. Paul | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 27 Nov 2013 | 4,110 | 157,080 | - | - | Common Stock | |
| Robert A. Paul | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 27 Nov 2013 | 410 | 156,670 | - | - | Common Stock | |
| Robert A. Paul | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 26 Nov 2013 | 6,769 | 161,190 | - | - | Common Stock | |
| Robert A. Paul | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 22 Nov 2013 | 8,015 | 167,959 | - | - | Common Stock | |
| Robert A. Paul | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 22 Nov 2013 | 4,046 | 175,974 | - | - | Common Stock | |
| Robert A. Paul | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 13 Nov 2013 | 394 | 180,020 | - | - | Common Stock | |
| Robert A. Paul | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 07 Nov 2013 | 1,228 | 180,414 | - | - | Common Stock | |
| Robert A. Paul | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 05 Nov 2013 | 867 | 184,042 | - | - | Common Stock | |
| Robert A. Paul | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 05 Nov 2013 | 2,400 | 181,642 | - | - | Common Stock | |
| Robert A. Paul | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 01 Nov 2013 | 6,215 | 184,909 | - | - | Common Stock |